Nicholas Tata, CPA, CMA, CFA
Chief Compliance Officer and Vice President, Operations
Nicholas Tata is the Chief Compliance Officer and Vice President of Operations at Next Edge Capital. Nicholas is responsible for the oversight of compliance, operations, product launches, internal controls, policies and procedures.
Nicholas was previously the Director of Operations & Compliance at Alignvest Capital Management Inc. and Alignvest Investment Management Corporation. Prior to that he held the position of Assistant Operations Manager at RBC Wealth Management where he assisted in the management of the Global Credit and Cash portfolio. He has also worked as a Financial Analyst on the Management Advice team at TD Wealth Management and as a Financial Analyst on the Mortgage Backed Securities/Covered Bond portfolio at CIBC Mortgages and Lending.
Nicholas graduated from York University with a Bachelor of Arts in Business Economics. He has also earned his Chartered Financial Analyst (CFA) and Certified Management Accountant (CPA) designations.